National
Incident Management System (NIMS) FAQ |
What is NIMS?
NIMS
is the first-ever standardized approach to incident management
and response. Developed by the Department of Homeland Security
and released in March 2004, it establishes a uniform set
of processes and procedures that emergency responders at
all levels of government will use to conduct response operations.
Developed by the Secretary of Homeland Security at the request of the President,
the National Incident Management System (NIMS) integrates effective practices
in emergency response into a comprehensive national framework for incident
management.
The NIMS will
enable responders at all levels to work together more effectively
and efficiently to manage domestic incidents no matter
what the cause, size or complexity, including catastrophic
acts of terrorism and disasters.
Federal agencies
also are required to use the NIMS framework in domestic
incident management and in support of state and local incident
response and recovery activities.
The benefits of
the NIMS system will be significant:
• Standardized
organizational structures, processes and procedures;
• Standards for planning, training and exercising;
• Personnel qualification standards;
• Equipment acquisition and certification standards;
• Interoperable communications processes, procedures and systems;
• Information management systems with a commonly accepted architecture;
• Supporting technologies – voice and data communications systems,
information systems, data display systems, specialized technologies; and
• Publication management processes and activities.
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How long does jurisdictions
have to adopt the NIMS?
The NIC
will be developing additional NIMS compliance guidance as time
progresses and jurisdictions will be provided resources to
help them through the NIMS compliance process. The NIMS should
be seen as a living document that will require continuous maintenance
by the jurisdictions implementing it.
Question:
I've been told that the deadlines for NIMS compliance have been pushed back a year; is this true?
The deadline for full NIMS compliance is Sept. 30, 2006, the end of FY 2006. There are NIMS implementation requirements that need to be achieved by Sept. 30, 2005, the end of FY 2005. They are outlined in the Secretary's letter to the Governors on the NIMS Web page, http://www.fema.gov/nims, under the NIMS Compliance section. NIMS implementation requirements for FY 2006 will be released later this year. The NIMS compliance deadlines have not been extended.
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Is the adoption
of the NIMS a requirement for Department of Homeland security
funds?
As mandated by Homeland Security Presidential Directive-5, beginning
in FY 2005, adoption of NIMS will be a condition for the receipt
of federal preparedness funds, including grants, contracts
and other activities.
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How
will jurisdictions be measured, evaluated and assessed?
In the short term, jurisdictions will be considered to be
in compliance the NIMS by adopting the Incident Command
System and NIMS principles and policies. Other aspects
of the NIMS will require additional development and refinement
to enable compliance at a future date.
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How will compliance
be measured against NIMS evaluation criteria?
Compliance protocols, standards and guidelines for determining whether
jurisdictions are compliant are currently under development.
NIC customers will be notified and these materials are completed
and posted on the NIMS
Integration Center Web page.
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How will jurisdictions
be measured against NIMS during the period 2005 to 2009?
The NIC will be developing additional NIMS compliance guidance as time
progresses and jurisdictions will be provided resources to
help them through the NIMS compliance process. The NIMS should
be seen as a living document that will require continuous maintenance
by the jurisdictions implementing it.
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Do NIMS standards
currently exist?
Standards are currently being developed specifically for NIMS by the
NIC, however, there currently exist several standards for incident
command or incident management systems, and these are being
reviewed for consideration by the NIC. As NIMS standards are
developed they will be posted on the NIC Web page and jurisdictions
will be notified through information bulletins.
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What is the NIC?
The NIMS
Integration Center was established by the Secretary
of Homeland Security to provide “strategic
direction for and oversight of the National Incident
Management System… supporting both routine
maintenance and the continuous refinement of the
system and its components over the long term.”The
NIMS Integration Center is a multi-jurisdictional,
multidisciplinary entity made up of federal stakeholders
and state, local and tribal incident management and
first responder organizations. It is situated in
the Department of Homeland Security’s Federal
Emergency Management Agency (FEMA).
The organization
of the Center includes the following branches:
• Standards
and Resources
• Training and Exercises
• System Evaluation and Compliance
• Technology, Research and Development
• Publications Management
The acting director of the NIMS Integration Center is Gil Jamieson, at DHS/FEMA.
Operations
of the Center are currently in Phase I, which includes
the development of NIMS awareness training, education
and publications; NIMS training and guidance and
tools to help participants understand and comply
with NIMS; and the identification of existing capabilities,
initiatives and resources for NIMS and the NIMS Integration
Center. Phase I also will see the establishment of
an Advisory Committee, functional working groups
and the preparation of programs and processes.
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What national standards
will the NIC develop?
The NIC will facilitate the development of national standards
needed in a range of areas to increase the effectiveness
of incident response operations. For example, it will
facilitate the development of national standards to ensure
interoperability of equipment and communications and
the certification of emergency response and incident
management personnel. This means it will work on the
development of standardized criteria for the qualification,
training and certification of response personnel. It
will promote compatibility among NIMS national level
standards and those developed by other public, private
and professional groups. And it will facilitate the development
of a system of typed and categorized resources, to include
equipment, teams and personnel.
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Why must organizations
conduct National Incident Management System (NIMS) training
and exercises?
HSPD–5 requires federal departments and agencies to make adoption
of NIMS by state and local organizations a condition
for federal preparedness assistance by FY 2005. Organizations
and personnel at all governmental levels and in the private
sector must be trained to improve all-hazard incident
management capability. These organizations and personnel
must also participate in realistic exercises to improve
integration and interoperability.
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How will the NIMS
Integration Center (NIC) assist jurisdictions in meeting
NIMS training and
exercise
needs?
The NIMS
Integration Center will:
• Facilitate
the development of and the dissemination of national
standards, guidelines and protocols for incident
management training;
• Facilitate the use of modeling and simulation in training and exercise
programs;
• Define general training requirements and approved training courses for
all NIMS users, including instructor qualifications and course completion documentation;
and
• Review and approve, with the assistance of key stakeholders, discipline-specific
training requirements and courses.
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What role does
the NIC have in determinig emergency response personnel NIMS
qualification
and certification?
Under NIMS,
preparedness is based on national standards for qualification
and certification of emergency response personnel. Managed
by the NIC, standards will help ensure that the participating
agencies’ and organizations’ field personnel
possess the minimum knowledge, skills and experience
necessary to perform activities safely and effectively.
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Will NIMS training
be one of the NIMS-related standards?
Yes. The standards
will include training, experience, credentialing, currency and physical and
medical fitness. Personnel who are certified to support interstate incidents
will be required to meet national qualification and certification standards.
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What NIMS training
is currently available to jurisdictions?
The Emergency
Management Institute (A DHS/FEMA component) has developed
a Web-based course that is entitled The National
Incident Management System, an Introduction. The
course is available free of charge to U.S. residents
via the FEMA training website http://training.fema.gov/EMIWeb/IS/is700.asp.
The course
describes the purpose, principles, key components
and benefits of NIMS. Also included in the course
are on-line “Planning Activity” tools
that help the user to measure how compliant his/her
organization is with NIMS.
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What information
does the National Incident Management System, an Introduction
course provide?
After completing
the course, participants will be able to:
• Describe
the key concepts and principles underlying NIMS;
• Identify the benefits of using ICS as the national incident management
model;
• Describe when it is appropriate to institute an Area Command;
• Describe when it is appropriate to institute a Multiagency Coordination
System;
• Describe the benefits of using a Joint Information system (JIS) for public
information;
• Identify the ways in which NIMS affects preparedness;
• Describe how NIMS affects how resources are managed;
• Describe the advantages of common communication and information management
systems;
• Explain how NIMS influences technology and technology systems; and
• Describe the purpose of the NIMS Integration Center.
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| Who should take the IS-700 NIMS, An Introduction course?
IS-700 The NIMS Introductory Course - Who Needs to Take It?
Last September when the Secretary of Homeland Security sent a letter
to the nation’s governors, he outlined a series of steps that must
be taken and actions that should be taken in FY 2005 to become
compliant with the National Incident Management System (NIMS).
Specifically the letter said that state, territorial, tribal and
local level jurisdictions should support NIMS implementation by
completing the NIMS awareness course National Incident Management
System, An Introduction - IS 700. This independent study course
explains the purpose, principles, key components and benefits
of NIMS.
The Secretary clearly intended to provide discretion to state, territorial, tribal and local governments in deciding which and what level emergency personnel should take the course. As further guidance, theNIMS Integration Center encourages all emergency personnel with a direct role in emergency preparedness, incident management or response take the NIMS
course by Oct. 1, 2005. It is offered free-of-charge through the Emergency
Management Institute at http://training.fema.gov/EMIWeb/IS/crslist.asp.
The NIMS Integration Center suggests that the following take the course in FY'05:
Executive Level – Political and government leaders, agency and organization
administrators and department heads; personnel that fill ICS roles as Unified
Commanders, Incident Commanders, Command Staff, General Staff in either Area
Command or single incidents; senior level Multi-Agency Coordination System
personnel; senior emergency managers; and Emergency Operations Center Command
or General Staff.
Managerial Level – Agency and organization management between the executive
level and first level supervision; personnel who fill ICS roles as Branch
Directors, Division/Group Supervisors, Unit Leaders, technical specialists,
strike team and task force leaders, single resource leaders and field
supervisors; midlevel Multi-Agency Coordination System personnel;
EOC Section Chiefs, Branch Directors, Unit Leaders; and other emergency
management/response personnel who require a higher level of ICS/NIMS Training.
Responder Level – Emergency response providers and disaster workers, entry
level to managerial level including Emergency Medical Service personnel;
firefighters; medical personnel; police officers; public health personnel;
public works/utility personnel; and other emergency management response
personnel.
The NIMS introductory course very likely will be a requirement in FY'06 for
state, territorial, tribal and local personnel who have emergency assignments
at any level of government. Full NIMS compliance is required by Oct. 1, 2006,
(FY 2007).
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Are school districts required to be NIMS compliant? Has there been any clarification as to the need for public school district personnel to take any NIMS courses?
Since school districts are an integral part of local government, their use of NIMS should be achieved in close coordination with other components of the local government. School districts are not traditional response organizations and more typically are recipients of first responder services provided by fire and rescue, emergency medical and law enforcement agencies. This traditional relationship should be acknowledged in achieving NIMS compliance within an integrated local government plan for NIMS compliance. School district participation in local government's NIMS preparedness program is essential to ensure that first responder services are delivered to schools in a timely and effective manner. It would be useful for staff and teachers to take the IS-700 NIMS introductory course, but not required by the NIMS Integration Center.
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My community is compliant with the NIIMS (National Interagency Incident Management System). Does this mean that we're compliant with NIMS?
Compliance with NIIMS does not constitute compliance with NIMS. NIIMS, adopted by several federal, state, and local agencies in 1982, served as the basis for today's National Incident Management System (NIMS). Although there are many similarities between the NIIMS and the NIMS; there are some key differences. NIIMS was designed to meet the challenges of wildland fire. The NIMS was designed to address the challenges of all hazard and terrorist events. In addition, there is increased emphasis on prevention and preparedness measures in NIMS. With the exception of the way the intelligence function is handled, the principles and concepts of NIMS ICS are the same as the NIIMS ICS. Under the NIMS ICS, the incident commander has flexibility in where to assign the intelligence and information function, e.g., command staff or operations. Following is an outline of the five components of the NIIMS and the six components of NIMS.
NIIMS
1) Incident Command System
2) Training
3) Qualification and Certification
4) Publication Management
5) Supporting Technologies
NIMS
1) Command and Management, including ICS
2) Preparedness
3) Resource Management
4) Communications and Information Management
5) Supporting Technologies
6) NIMS Management and Maintenance
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| Do all elected officials in city or county government need to take NIMS training?
The NIMS Integration Center recommends that state, local and tribal political and government leaders, agency and organization administrators and department heads all take IS-700 NIMS, An Introduction. This independent study course explains the purpose, principles, key components and benefits of NIMS. It also briefly covers ICS, which is of particular benefit for those who are less familiar with it.
The Center encourages also all emergency personnel with a direct role in emergency preparedness, incident management or response take the NIMS course. It is offered free-of-charge through the Emergency Management Institute at http://training.fema.gov/EMIWeb/IS/crslist.asp.
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IS 700: Do responders already ICS trained have to take it?
Personnel who have already had ICS training should also take the NIMS awareness course. It will help them understand the NIMS, its principles and underlying components. IS-700 is basically an introduction to the NIMS. It's true that the course also focuses on ICS basics, however the course places ICS within the context of NIMS.
It is up to local jurisdictions to determine who in their jurisdictions should have the training, but we are urging that all emergency response/emergency management personnel take the introductory NIMS training. It is provided free of charge through the Emergency Management Institute Virtual Campus, at http://training.fema.gov/emiweb/IS/is700.asp . It is an independent online study course that takes about three hours to complete.
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| Our 911 center, which recieves and dispatches all emergency and non-emergency calls has told us that we may not use 10-codes at all. I gather we must use plain language when using NIMS ICS. Is that correct?
According to the NIMS: "Incident communications are facilitated through the development and use of a common communications plan and interoperable communications processes and architectures. This integrated approach links the operational and support units of the various agencies involved and is necessary to maintain communications connectivity and discipline and enable common situational awareness and interaction."
The ability to communicate within ICS is absolutely critical and using standard or common terminology is essential to ensuring efficient, clear communication. ICS requires the use of common terminology; that is, the use of plain English. Common terminology in communications is necessary to support mutual aid and the infusion of new responders coming to an event so they will be able to communicate with one another. All exercises that responders participate in should feature plain English commands so they can function in a multi-jurisdiction environment. Field manuals and training should also be revised to reflect the plain English standard. That said, it is the intention of the NIMS Integration Center to take a practical common sense approach to this, and not cut off funding to a city because we hear of first responder who happens use ten codes.
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| What constitutes "full NIMS implementation" or "full NIMS compliance" in FY2007, starting 10/1/06? We've seen that phrase used in NIMS documents, but we can't find a specific description of what it means. Is it just completion of the activities begun in FY2005, or is it something more than that? What is "full NIMS implementation" is supposed to look like at the state, local and tribal government levels.
Specific NIMS requirements for "full NIMS compliance" to be completed during FY 2006 have not yet been released. Everything that is required for FY 2005 compliance activities is outlined on the NIMS page on the FEMA.GOV Web site, in a summary document that is derived from the Secretary's letter to the governors, and the letter itself.
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Resource Typing System FAQ |
What is the Resource
Typing System?
The
NIC has developed a national Mutual Aid Glossary of Terms
and Definitions as well as Resource Typing definitions
for some of the most commonly used resources during a
response. Resource typing is an integral component of
the National Incident Management System (NIMS). It enhances
the ability of emergency responders to find needed resources
during a disaster. In compliance with NIMS and in support
of the Incident Command System (ICS), the Resource Typing
Definitions and Mutual Aid Glossary of Terms and Definitions
also help promote common terminology of descriptions,
standards, and types of local, state and federal response
assets.
Resource
typing definitions provide emergency managers with the
information they need to request and receive the resources
they need during an emergency or disaster. Typed definitions
for 120 response resources have been completed. Like
the Glossary, the Resource Typing Definitions will be
continuously updated, revised, and expanded.
Eight
groups representing key functional disciplines consisting
of federal, state and local specialists were part of
the effort to develop the definitions. Resources are
classified by ‘Category’ which refers to
function and ‘Kind,’ to include teams, personnel,
equipment, and supplies. Information about level of capability
is referred to as ‘Type,’ which is a measure
of minimum capabilities to perform the function. Type
I implies a higher capability than Type II. The metrics
shown for each resource are measurements of standards
and are applicable to like resources.
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What is the National
Mutual Aid and Resource Management System Initiative?
The
National Mutual Aid and Resource Management System is
an initiative undertaken by the Department of Homeland
Security through the National Incident Management Systems
(NIMS) Integrations Center (NIC) and the Federal Emergency
Management (FEMA), in cooperation with the National Emergency
Management Agency (NEMA). This system will enhance emergency
readiness and response at all levels of government through
a comprehensive and integrated system that will allow
a jurisdiction to augment response resources if needed.
The system will allow emergency management personnel
to identify, locate, request, order and track outside
resources quickly and effectively. It will allow them
to obtain information on specific resource capabilities,
location, cost and support requirements.
The
key concepts of the National Mutual Aid and Resource
Management System include:
• The
use of pre-incident agreements (including mutual aid,
Emergency Management Assistance Compact (EMAC), and others)
by donor and requesting jurisdictions.
• Protocols for documenting and inventorying disaster response resources
in terms of categories, kinds, components, metrics and typing definitions;
• A national deployable inventory of pre-identified credentialed, categorized
and capability-typed resources. These resources would be entered into the system
voluntarily by federal, state, tribal or local authorities, non-government, and/or
private sector entities participating in mutual aid disaster response operations.
• An Automated Resource Management System (ARMS) to access and search the
inventory/catalog to locate, request, order, and track resources requested by
incident management personnel in need of assistance.
The initiative fosters a process for typing and inventorying federal, state
and local resources. Officials at all levels currently are participating in
the initiative and they are consulting key emergency management organizations
and associations throughout the process.
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Isn't FEMA already
working on a National Mutual Aid and Resource Management
System?
Yes.
This FEMA initiative supports the NIMS and is part of the Center’s
Standards and Resources effort. The system’s work team,
the National Resource Management Working Group, has been working
on a national protocol for typing response resources. The system
will assist all federal, state and local jurisdictions locate,
request and order resources through mutual aid agreements when
local capabilities are overwhelmed.
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Incident Command System (ICS) FAQ |
What is the Incident
Command System (ICS)?
ICS is a standardized
on-scene incident management concept designed specifically
to allow responders to adopt an integrated organizational
structure equal to the complexity and demands of any
single incident or multiple incidents without being hindered
by jurisdictional boundaries.
In the early
1970s, ICS was developed to manage rapidly moving wildfires
and to address the following problems:
• Too many people reporting to one supervisor;
• Different emergency response organizational structures;
• Lack of reliable incident information;
• Inadequate and incompatible communications;
• Lack of structure for coordinated planning among agencies;
• Unclear lines of authority;
• Terminology differences among agencies; and Unclear or unspecified incident
objectives.
In 1980, federal
officials transitioned ICS into a national program called
the National Interagency Incident Management System (NIIMS),
which became the basis of a response management system
for all federal agencies with wildfire management responsibilities.
Since then, many federal agencies have endorsed the use
of ICS, and several have mandated its use.
An
ICS enables integrated communication and planning by
establishing a manageable span of control. An ICS divides
an emergency response into five manageable functions
essential for emergency response operations: Command,
Operations, Planning, Logistics, and Finance and Administration.
Figure 1 shows a typical ICS structure.
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Figure 1
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What is a Unified
Command (UC)?
Although a single
Incident Commander normally handles the command function,
an Incident Commnad System (ICS) organization may be
expanded into a Unified Command (UC). The UC is a structure
that brings together the "Incident Commanders" of
all major organizations involved in the incident in order
to coordinate an effective response while at the same
time carrying out their own jurisdictional responsibilities.
The UC links the organizations responding to the incident
and provides a forum for these entities to make consensus
decisions. Under the UC, the various jurisdictions and/or
agencies and non-government responders may blend together
throughout the operation to create an integrated response
team.
The UC is responsible
for overall management of the incident. The UC directs
incident activities, including development and implementation
of overall objectives and strategies, and approves ordering
and releasing of resources. Members of the UC work together
to develop a common set of incident objectives and strategies,
share information, maximize the use of available resources,
and enhance the efficiency of the individual response
organizations.
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We currently use
the ICS for our incident response operations. How will our
current ICS system relate to the NIMS?
The
NIMS utilizes ICS as a standard incident management organization
for the management of all major incidents. These functional
areas include command, operations, planning, logistics and
finance/administration. Additionally, the principle of unified
command has been incorporated into NIMS to ensure further coordination
for incidents involving multiple jurisdictions or agencies.
This unified command component not only coordinates the efforts
of many jurisdictions, but also provides for and assures joint
decision on objectives, strategies, plans, priorities and public
communications.
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Is current Incident
Command System (ICS) training applicable to NIMS?
The NIMS recognizes
the National Wildfire Coordinating Group (NWCG) ICS training
as a model for course curricula and materials applicable
to the NIMS:
ICS-100, Introduction
to ICS
ICS-200, Basic ICS
ICS-300, Intermediate ICS
ICS-400, Advanced ICS
The USFA’s National Fire Academy and Emergency
Management Institute both follow this model in their
ICS training curricula. At the local level, agencies
may contact the fire department for information and training on ICS.
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What does "institutionalizing the use of ICS" mean?
To "institutionalize the use of ICS" means that government officials, incident
managers and emergency response organizations at all jurisdictional levels adopt
the Incident Command System and launch activities [in FY 2005] that will result in
the use of the Incident Command System for all incident response operations.
Actions to institutionalize the use of ICS take place at two levels - policy and
organizational/operational.
At the policy level, institutionalizing the ICS means government officials, i.e.,
governors, mayors, county and city managers, tribal leaders and others:
1. Adopt through the ICS through executive order, proclamation or
legislation as the jurisdiction's official incident response system; and
2. Direct that incident managers and response organizations in their
jurisdictions train, exercise and use the ICS in their response operations.
At the organizational/operational level, evidence that incident managers and
emergency response organizations are institutionalizing the ICS would include the
following:
1. ICS is being integrated into functional and system-wide emergency
operations policies, plans and procedures;
2. ICS training is planned or under way for responders, supervisors and
command level officers;
3. Responders at all levels are participating in and/or coordinating ICS-oriented exercises that involve responders from multi-disciplines and
jurisdictions.
While it is not expected that all these activities would be completed in FY
2005, it is expected that where possible they will be and that, at a minimum,
planning for such activities would be initiated and actions taken to put them
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Mutual
Aid Agreements FAQ |
What is a mutual
aid agreement?
Mutual-aid
agreements are the means for one jurisdiction to provide
resources, facilities, services, and other required support
to another jurisdiction during an incident. Each jurisdiction
should be party to a mutual-aid agreement (such as the
Emergency Management Assistance Compact) with appropriate
jurisdictions from which they expect to receive or to
which they expect to provide assistance during an incident.
This would normally include all neighboring or nearby
jurisdictions, as well as relevant private-sector and
nongovernmental organizations. States should participate
in interstate compacts and look to establish intrastate
agreements that encompass all local jurisdictions. Mutual-aid
agreements are also needed with private organizations,
such as the American Red Cross, to facilitate the timely
delivery of private assistance at the appropriate jurisdictional
level during incidents.
At a minimum,
mutual-aid agreements should include the following elements
or provisions:
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definitions
of key terms used in the agreement;
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roles
and responsibilities of individual parties;
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procedures
for requesting and providing assistance; |
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procedures,
authorities, and rules for payment, reimbursement,
and allocation of costs; |
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notification
procedures; |
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protocols
for interoperable communications; |
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relationships
with other agreements among jurisdictions; |
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workers
compensation; |
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treatment
of liability and immunity; |
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recognition
of qualifications and certifications; and |
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sharing
agreements, as required. |
Authorized
officials from each of the participating jurisdictions
will collectively approve all mutual-aid agreements.
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Why do we need
regional mutual aid agreements?
The concept
of regional mutual aid is based on consistency and simplicity
and is borne out of the prospect of a large-scale incident
(such as WMD) involving multiple jurisdictions in the response.
Coordination of resources and response personnel across multiple
counties will be more effective if similar agreements are in
place, expectations are consistent, and reimbursement procedures
have been negotiated with regional input prior to an event.
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What if my jurisdiction
already has a mutual aid agreement in place with another
jurisdiction?
The regional
mutual aid agreements are designed to enhance this region’s
response capability and are not designed to supplant existing
agreements. However, in the case of an existing agreement including
components that conflict with the regional agreements, the
regional agreements will prevail for guiding response.
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